Resources

MBIE

Expected dates and time frames

What is happening now?

Factsheet - What is the new regime for financial advice?

Enforcement in the new financial advice regime

Regulation of financial advice

Code of Professional Conduct for Financial Advice Services

Factsheet - Liability in the new financial advice regime

FSC

Navigating Regulation

FMA

New financial advice regime

Explore your options - Tool to guide advisers on what License option they might take

Financial Advice Provider Transitional Licence - Application Guide

FAP Transitional Licence Application Form Tutorial - YouTube - 9:16 min

Understanding the jargon

Who will need a licence to provide financial advice?

Standard Conditions for transitional financial advice provider licences

Got a question or comment?

Ask us about regulatory change. Tell us what you'd like to see us cover on Advisery.

GET IN TOUCH